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Regulations, Policies, and Procedures

Individual Financial Conflict of Interest

University of Chicago

• Policy: Outside Professional and Commercial Interests of Faculty / Conflict of Interest (PDF) (July 2007)
• Committee on Individual Conflict of Interest
• Submission Process
  • Individual Financial COI Processes for Disclosure (PDF)
• Forms:
  • Downloadable Assurance Form (COI Form 1)
  • Downloadable Disclosure Form (COI Form 2)

Federal Regulations and Guidance

• Guidance for Financial Conflict of Interest (NSF)
• Helpful Topics (PDF)
• Financial Conflict of Interest - Objectivity in Research: Institutional Policy Review (NIH policy)
• Final Guidance Document - "Financial Relationships and Interests in Research Involving Human Subjects: Guidance for Human Subject Protection" (OHRP) (PDF)

Additional Resources

• Recognizing and Managing Personal Conflicts of Interest--COGR 2002 (PDF)
• COGR (Council on Governmental Relations)
  See under Educational Materials: Conflict of Interest "Approaches to Developing an Institutional Conflict of Interest Policy"

University Research Administration
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